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SOX Toolkit delivers 45 ready-to-use Microsoft Office templates covering scoping and materiality, top-down risk assessment, fraud risk assessment, entity-level controls, process narratives and RCMs across ten business cycles, IT general controls, application controls, control testing, deficiency evaluation, and Pillar 3 disclosure. Accelerate your SOX compliance programme with a complete, audit-ready SOX compliance documentation foundation built for cfos and beyond.
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Sarbanes-Oxley turns internal control over financial reporting into a personal responsibility for executives, and Sections 302 and 404 mean controls must be documented, tested and signed off every year. This SOX Toolkit provides 45 templates covering the ICFR framework and risk assessment, entity-level and process-level controls across the key financial cycles, IT general controls, the control matrices and narratives, and the testing and deficiency-tracking records external auditors rely on. Built around the COSO framework SOX assumes, each document is written so a control can be traced from risk to test to conclusion. Everything is editable in Microsoft Office.
Authored by a CISSP-certified GRC consultant with extensive experience in governance, risk and compliance, this toolkit encapsulates decades of practical expertise in a user-friendly, ready-to-use format. The templates reflect how SOX internal control over financial reporting is documented and tested against COSO in real audit cycles, not just the statutory text.
Governance Docs have created this pack to comply with the Sarbanes-Oxley Act of 2002 (Sections 302, 404, 802, and 906), PCAOB Auditing Standard AS 2201, and COSO Internal Control — Integrated Framework 2013.
A complete and comprehensive documentation package designed to assist clients, consultants, and service providers in successfully achieving compliance with Sarbanes-Oxley Act (SOX) Internal Controls over Financial Reporting.
This toolkit has been developed in alignment with the Sarbanes-Oxley Act of 2002 (Sections 302, 404, 802, and 906), PCAOB Auditing Standard AS 2201, and COSO Internal Control — Integrated Framework 2013. Cross-mapping to COSO 2013 (17 Principles), COBIT 2019, NIST CSF 2.0, and PCAOB AS 2201 is also provided where applicable.
Implementing for clients? The Consultant Package bundles 70 toolkits — 6,100+ editable templates — under one firm-wide licence that covers unlimited client engagements. $1,399 one-time.
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